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Albert Diaz

City National Rochdale
6 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
City National Rochdale
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
117 advisors
Number of Clients
16,838 clients
Average Client Portfolio
$4.0M average
Assets Under Management
$68.2B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only

Location

Los Angeles, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
City National Rochdale
September 2025 - Present · 5 mos
Previous Registrations
City National Securities, INC.
May 2023 - September 2025 · 2 yrs 4 mos
City National Securities, INC.Broker
July 2021 - September 2025 · 4 yrs 2 mos
U.S. Bancorp Investments, INC.Broker
May 2018 - January 2020 · 1 yr 8 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.