DU
DU

Derek Carl Unice

9 Years of Experience
May Earn Commission
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingTax PlanningEstate Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
295 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$379.3M

Fee Structure

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Location

1327 South 800 East, Orem, UT, 84097

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Derek works as a registered assistant at Keeler Thomas, performing investment and market analysis. This is a full-time commitment.

Employment History
Current Registrations
Keeler Thomas Management LLC
January 2025 - Present · 1 yr 1 mo
Previous Registrations
Osaic Wealth, INC.Broker
September 2023 - January 2025 · 1 yr 4 mos
Sagepoint Financial, INC.Broker
January 2019 - September 2023 · 4 yrs 8 mos
Fidelity Brokerage Services LLCBroker
June 2015 - May 2017 · 1 yr 11 mos
E*trade Securities LLCBroker
February 2015 - May 2015 · 3 mos
State Registrations1 state
UT
Advisor
Exams
No exam information available for this advisor.