Derek Unice is a registered investment advisor at Keeler Thomas Management LLC, based in Orem, UT, with 9 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 295 clients with $380M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
Fee will not exceed 1.75% annually. Fee is negotiable.
Fee Estimator
Location
1327 South 800 East, Orem, UT, 84097
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Derek works as a registered assistant at Keeler Thomas, performing investment and market analysis. This is a full-time commitment.
Employment History
Current Registrations
Keeler Thomas Management LLC
Previous Registrations
Osaic Wealth, INC.Broker
Sagepoint Financial, INC.Broker
Fidelity Brokerage Services LLCBroker
E*trade Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.