Sarah Rainey is a registered investment advisor at Morgan Stanley Investment Management INC., based in West Conshohocken, PA, with 10 years of industry experience. Sarah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 21,920 clients with $620B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
21,920 clients
Average Client Portfolio
$28.2M average
Assets Under Management
$619.2B

Fee Structure

MSIM's fees vary based on the client's circumstances and are negotiated. Fees are generally billed quarterly in arrears based on current or quarter-average market values. The fees described do not include fees for advisory services provided through wrap fee programs. Clients should refer to the documents specific to their wrap fee program for fee information.

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Location

100 Front Street, Suite 400, West Conshohocken, PA, 19428

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morgan Stanley Investment Management INC.
October 2019 - Present · 6 yrs 6 mos
Morgan Stanley Distribution, INC.Broker
October 2019 - Present · 6 yrs 6 mos
Previous Registrations
Morgan Stanley Investment Management INC.
September 2016 - September 2019 · 3 yrs
Morgan Stanley Distribution, INC.Broker
September 2016 - April 2019 · 2 yrs 7 mos
Morgan Stanley
October 2015 - September 2016 · 11 mos
Morgan StanleyBroker
August 2015 - September 2016 · 1 yr 1 mo
State Registrations1 state
PA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sarah Rainey - Financial Advisor | TrueAdvisor