Max Rockwell is a registered investment advisor at Ascentis Asset Management, LLC, based in Dallas, TX, with 10 years of industry experience. Max operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,883 clients with $560M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
5001 Spring Valley Rd, Suite 810W, Dallas, TX, 75244
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Max oversees investments made in wealth management related businesses for Golden State Asset Management, LLC, dedicating full-time hours to this role. He is also a partner overseeing wealth management investments for CCDML Ventures Group LLC, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
Ascentis Asset Management, LLC
Previous Registrations
Org Partners Asset Management
Wealthshield LLC
The Ayco Company,l.p.
Mercer Allied Company, L.P.Broker
Fidelity Brokerage Services LLCBroker
State Registrations1 state
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