TM
CFA
TM
CFA

Troy William Mcglone

11 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
13 advisors
Number of Clients
88 clients
Average Client Portfolio
$21.4M average
Assets Under Management
$1.9B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $5.0M1.00%
$5.0M - $15.0M0.85%
$15M+0.85%

Fees negotiable above $15,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

790 N Water Street Suite 1200, Milwaukee, WI, 53202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Troy works as an Investment Advisor, Vice President, and Portfolio Manager at Heartland Advisors, and as a Registered Representative at ALPS Distributors, Inc. These roles take up nearly all of Troy's time.

Employment History
Current Registrations
Heartland Advisors, INC.
October 2014 - Present · 11 yrs 4 mos
Alps Distributors, INC.Broker
September 2014 - Present · 11 yrs 5 mos
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.