Zachary Cade Mccarroll

Apogem Capital LLC

11 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Apogem Capital LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

2 advisors

Number of Clients

127 clients

Average Client Portfolio

$320.0M average

Assets Under Management

$40.6B

Fee Structure

Minimum Investment:$1M

Financial Planning:Investment management only

Location

299 Park Avenue, 37th Floor, New York, NY, 10171

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Apogem Capital LLC

June 2020 - Present · 5 yrs 8 mos

Nylife Distributors LLCBroker

September 2014 - Present · 11 yrs 5 mos

Nylife Distributors LLC

September 2014 - Present · 11 yrs 5 mos

Previous Registrations

Private Advisors LLC

May 2015 - June 2020 · 5 yrs 1 mo

State Registrations4 states

CANYTXVA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.