CG
CG

Christopher D Guzman

10 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
96 advisors
Number of Clients
4,317 clients
Average Client Portfolio
$2.1M average
Assets Under Management
$9.0B

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K1.50%
$100K - $1000K1.25%
$1.0M - $3.0M1.00%
$3.0M - $7.0M0.75%
$7.0M - $10.0M0.50%
$10M+Included

Fees are negotiated for accounts over $10,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8204 Louisiana Blvd NE Ste B, Albuquerque, NM, 87113

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher owns investment-related real estate since 2021. He also serves as Director of Outreach for Guzman, dedicating minimal time.

Employment History
Current Registrations
HUB Investment Partners, LLC
September 2025 - Present · 5 mos
Previous Registrations
Ameriprise Financial Services, LLC
August 2020 - September 2025 · 5 yrs 1 mo
Ameriprise Financial Services, LLCBroker
August 2020 - September 2025 · 5 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
March 2019 - March 2020 · 1 yr
Wells Fargo Advisors Financial Network, LLC
March 2019 - March 2020 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2017 - March 2019 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2017 - March 2019 · 1 yr 8 mos
Morgan Stanley
December 2015 - April 2017 · 1 yr 4 mos
Morgan StanleyBroker
November 2015 - April 2017 · 1 yr 5 mos
Fidelity Brokerage Services LLCBroker
October 2014 - November 2015 · 1 yr 1 mo
State Registrations2 states
NMTX
Advisor
Exams
No exam information available for this advisor.