Gavin Stephens is a CFA-designated registered investment advisor at Goelzer Investment Management, based in Carmel, IN, with 11 years of industry experience. Gavin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 877 clients with $3.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Goelzer Investment Management charges private clients a percentage of assets under management, with standard fees ranging from 0.5% to 1.5%. Institutional clients' standard fees range from 0.10% to 0.75%. These fees are negotiable and may be modified based on various factors. Clients also incur brokerage, custodial, and transaction costs.
Location
10 East Main Street, Suite 110, Carmel, IN, 46032
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Gavin is a non-board member of the Marketing Committee for Fairbanks Hospital. This activity is not investment-related.
Employment History
Current Registrations
Goelzer Investment Management
State Registrations1 state
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