TrueAdvisor
TrueAdvisor
AW
AW

Anna Therese Walters

Sanctuary Advisors, LLC
10 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax Planning
Sanctuary Advisors, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
357 advisors
Number of Clients
17,567 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$27.7B

Fee Structure

Location

Lakewood, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Sanctuary Securities, INC.
September 2022 - Present · 3 yrs 5 mos
Sanctuary Advisors, LLC
September 2022 - Present · 3 yrs 5 mos
Sanctuary Securities, INC.Broker
September 2022 - Present · 3 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2015 - September 2022 · 6 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2015 - September 2022 · 7 yrs 3 mos
State Registrations21 states
AZCACODCFLGAINMDMINCNJNVNYOHOKORPATXUTVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.