AG
AG

Aaron Galloway

10 Years of Experience
Broker

Aaron Galloway is a registered investment advisor at Raymond James & Associates, INC., based in Greenville, SC, with 10 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

101 Falls Park Drive, Suite 600, Greenville, SC, 29601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Aaron is a finance/investment committee member at Holland Park Church since 2017, compiling financial data and overseeing the church bookkeeper. This takes a few hours per week.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
April 2017 - Present · 9 yrs
Raymond James & Associates, INC.
April 2017 - Present · 9 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2016 - April 2017 · 1 yr 1 mo
Wells Fargo Clearing Services, LLCBroker
August 2015 - April 2017 · 1 yr 8 mos
State Registrations13 states
ALFLGAKYMINCNJSCTNTXUTVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.