AG
AG

Aaron Michael Galloway

10 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
5579 advisors
Number of Clients
507,212 clients
Average Client Portfolio
$855K average
Assets Under Management
$433.8B

Fee Structure

Minimum Investment:$5K
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Location

101 Falls Park Drive, Suite 600, Greenville, SC, 29601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron is a finance/investment committee member at Holland Park Church since 2017, compiling financial data and overseeing the church bookkeeper. This takes a few hours per week.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
April 2017 - Present · 8 yrs 10 mos
Raymond James & Associates, INC.
April 2017 - Present · 8 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2016 - April 2017 · 1 yr 1 mo
Wells Fargo Clearing Services, LLCBroker
August 2015 - April 2017 · 1 yr 8 mos
State Registrations13 states
ALFLGAKYMINCNJSCTNTXUTVAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.