CL
CFP
CL
CFP

Cody Dennis Leach

11 Years of Experience
Broker
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningCharitable GivingInsurance Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
46 advisors
Number of Clients
10,329 clients
Average Client Portfolio
$158K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$500
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1000K1.30%
$1.0M - $5.0M1.05%
$5.0M - $10.0M0.85%
$10M+0.55%

Fees are negotiable and may be higher or lower than the standard advisory fee but such advisory fees may not exceed 2% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

235 Everett St, East Peoria, IL, 61611

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Cody works as a financial advisor at State Bank of Graymont, dedicating full-time hours to this role. He also participates in community theater and is a church council member, requiring minimal time commitments outside of market hours.

Employment History
Current Registrations
Midwestern Securities Trading Co.,llc
October 2014 - Present · 11 yrs 4 mos
Midwestern Securities Trading Company, LLCBroker
July 2014 - Present · 11 yrs 7 mos
State Registrations4 states
AZILOKTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.