Charles Maclean is a registered investment advisor at LPL Financial LLC, based in Fairfield, CT, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2150 Post Road, Suite 201, Fairfield, CT, 06824
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles operates under the DBA MONECO New Canaan for his LPL business and provides investment advisory services through Moneco Advisors LLC, dedicating about a quarter of his time to the latter. He also uses Watercroft Capital LLC for tax/investment purposes and is affiliated with Daly Brokerage selling non-variable insurance.
Employment History
Current Registrations
Moneco Advisors
LPL Financial LLCBroker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
State Registrations9 states
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