CM
CM

Charles Douglas Maclean

11 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingEducation PlanningInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
36 advisors
Number of Clients
2,822 clients
Average Client Portfolio
$679K average
Assets Under Management
$1.9B

Fee Structure

Minimum Investment:$10K
Loading...

Location

2150 Post Road, Suite 201, Fairfield, CT, 06824

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Charles operates under the DBA MONECO New Canaan for his LPL business and provides investment advisory services through Moneco Advisors LLC, dedicating about a quarter of his time to the latter. He also uses Watercroft Capital LLC for tax/investment purposes and is affiliated with Daly Brokerage selling non-variable insurance.

Employment History
Current Registrations
Moneco Advisors
September 2021 - Present · 4 yrs 5 mos
LPL Financial LLCBroker
September 2021 - Present · 4 yrs 5 mos
Previous Registrations
MML Investors Services, LLC
March 2017 - September 2021 · 4 yrs 6 mos
MML Investors Services, LLCBroker
March 2017 - September 2021 · 4 yrs 6 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.Broker
July 2014 - March 2017 · 2 yrs 8 mos
State Registrations9 states
AZCACTFLMINJNYPATX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.