TC
TC

Thomas Matthew Chase

11 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
827 clients
Average Client Portfolio
$545K average
Assets Under Management
$450.9M

Fee Structure

Minimum Investment:$100K
Minimum Annual Fee:$480
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Location

Arlington, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is a board member for Young Professionals, a 501c3 organization, and spends minimal time on it. He also works as an Uber driver, dedicating about 10-20% of his time to this activity.

Employment History
Current Registrations
Capital Markets Iq, LLC
June 2017 - Present · 8 yrs 8 mos
Previous Registrations
Kalos Management
August 2015 - June 2017 · 1 yr 10 mos
Kalos Capital, INC.Broker
April 2015 - June 2017 · 2 yrs 2 mos
Sagepoint Financial, INC.Broker
August 2014 - February 2015 · 6 mos
State Registrations1 state
TN
Advisor
Exams
No exam information available for this advisor.