TrueAdvisor
TrueAdvisor
JO
CFP
JO
CFP

Joshua R Ouellette

Principle Wealth
11 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningHigh Net Worth
Principle Wealth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
1,093 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$2.7B

Fee Structure

Financial Planning:Included in AUM fee
Minimum Annual Fee:$5,000

Location

670 Boston Post Road, Madison, CT, 06443

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Principle Wealth
April 2023 - Present · 2 yrs 10 mos
Previous Registrations
Morgan Stanley & CO. LLCBroker
March 2017 - April 2023 · 6 yrs 1 mo
Putnam Investment Management, LLC
July 2016 - February 2017 · 7 mos
Putnam Retail Management Limited PartnershipBroker
August 2014 - February 2017 · 2 yrs 6 mos
State Registrations1 state
CT
Advisor
Exams
No exam information available for this advisor.