DD
DD

Daniel John Dougherty

10 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
527 advisors
Number of Clients
44,045 clients
Average Client Portfolio
$257K average
Assets Under Management
$11.3B

Fee Structure

Minimum Investment:$2K
Financial Planning:Investment management only
Loading...

Location

103 Marty Drive, Suite 101, Buffalo, MN, 55313

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Daniel is a 50% owner and investment advisor representative (IAR) at Dougherty & Associates Financial Advisors, Inc., an SEC-registered investment advisor. This activity takes nearly full-time hours.

Employment History
Current Registrations
Independent Financial Group, LLC
February 2020 - Present · 6 yrs
Dougherty & Associates Financial Advisors, INC.
November 2015 - Present · 10 yrs 3 mos
Independent Financial Group, LLCBroker
July 2015 - Present · 10 yrs 7 mos
Previous Registrations
Independent Financial Group, LLC
October 2015 - November 2015 · 1 mo
State Registrations17 states
AZCACOFLIDINMIMNMTNCNDNMOKPASDTXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.