Svante Rocabado is a registered investment advisor at Kestra Investment Management, LLC., based in Austin, TX, with 9 years of industry experience. Svante operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 4 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kestra Investment Management charges a management fee for its portfolio management services, which generally ranges from 0.00% to 0.50% of the market value of the portfolio. For accounts held at Charles Schwab & Co., Kestra IM also charges a manager administration fee ranging from 0.00% to 0.05%. These fees are separate from any advisory, platform, custodial, or other fees charged by the client's advisor.
Location
5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Svante works as a caterer/server for Royal Fig Catering since 2017, a food runner for Tiki Tatsu-Ya since 2021, and a food contractor since April 2024. These activities involve food preparation, serving, and cashier duties, taking up about 10-20% of Svante's time overall.
Employment History
Current Registrations
Kestra Investment Management, LLC.
Kestra Investment Services, LLC
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
Edward JonesBroker
Fidelity Brokerage Services LLCBroker
State Registrations1 state
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