Alison Lohmann is a registered investment advisor, based in Hastings, MN, with 10 years of industry experience.
Location
Hastings, MN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Transamerica Investors Securities, LLCBroker
January 2018 - Present · 8 yrs 3 mos
Transamerica Retirement Advisors, LLC
January 2018 - Present · 8 yrs 3 mos
Transamerica Investors Securities, LLC
January 2018 - Present · 8 yrs 3 mos
Previous Registrations
Cetera Advisor Networks LLC
April 2016 - January 2018 · 1 yr 9 mos
Cetera Advisor Networks LLCBroker
February 2016 - January 2018 · 1 yr 11 mos
AXA Advisors, LLCBroker
November 2015 - February 2016 · 3 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.