CH
CFA
CH
CFA

Casey R Robert Hazen

11 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
1,481 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$5.4B

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
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Location

6210 Ardrey Kell Road, Ste 300, Charlotte, NC, 28277

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Casey works as a portfolio strategist for Horizon Investments, building customized portfolios for independent advisors. This investment consulting role takes about a quarter of their time.

Employment History
Current Registrations
Horizon Investments LLC
September 2020 - Present · 5 yrs 5 mos
Quasar Distributors, LLC
August 2020 - Present · 5 yrs 6 mos
Quasar Distributors, LLCBroker
August 2020 - Present · 5 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
December 2015 - July 2020 · 4 yrs 7 mos
UBS Financial Services INC.Broker
September 2015 - July 2020 · 4 yrs 10 mos
Laidlaw & Company (UK) LTD.Broker
July 2014 - August 2015 · 1 yr 1 mo
State Registrations1 state
NC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Casey R Robert Hazen - Financial Advisor | TrueAdvisor