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JA
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James W Anadon
Caitlin John, LLC
11 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Financial Planning & Coaching
High Net Worth
Caitlin John, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
20 advisors
Number of Clients
733 clients
Average Client Portfolio
$250K average
Assets Under Management
$183.4M
Fee Structure
Minimum Investment:
$250K
Investment Management
Planning
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Location
Reedley, CA
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Customer Dispute
June 2022
Withdrawn
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How to Read Disclosures
Employment History
Current Registrations
Caitlin John, LLC
June 2022 - Present · 3 yrs 8 mos
Previous Registrations
Pillar6 Advisors, LLC
September 2017 - June 2022 · 4 yrs 9 mos
World Equity Group, INC.
December 2015 - September 2017 · 1 yr 9 mos
World Equity Group, INC.
Broker
September 2014 - September 2017 · 3 yrs
Morgan Stanley
Broker
July 2014 - September 2014 · 2 mos
State Registrations
1 state
CA
Advisor
Exams
No exam information available for this advisor.
James W Anadon - Financial Advisor | TrueAdvisor