Shawn Cook is a registered investment advisor at Osaic Wealth, INC., based in Winfield, IL, with 11 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Winfield, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shawn is a past president and board member of the Park Ridge Chamber of Commerce, and a wealth advisor at US Advisors Wealth Management, taking about half of his time. Shawn also owns Advocate Insurance Agency LLC, spending about 10-20% of his time selling insurance products, and Advocate Consulting LLC, spending a few hours per week on business consulting and coaching.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Usadvisors Wealth Management, LLC
Previous Registrations
Securities America, INC.Broker
Questar Asset Management, INC.
Questar Capital CorporationBroker
Sage Private Wealth Group, LLC
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.