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Stephen Zhou

9 Years of Experience
Sells Insurance
Areas of Practice
Financial Planning & CoachingRetirement PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
1,289 clients
Average Client Portfolio
$791K average
Assets Under Management
$1.0B

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.45%
$250K - $500K1.35%
$500K - $1.0M1.25%
$1.0M - $2.5M1.15%
$2.5M+1.05%

Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2400 Camino Ramon, Suite #265, San Ramon, CA, 94583

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Stephen has been an insurance broker since 2014, selling life insurance, disability insurance, long-term care insurance, and annuities through MassMutual. This activity takes about half of Stephen's time, mostly during securities hours.

Employment History
Current Registrations
Fountainhead Advisors
December 2020 - Present · 5 yrs 2 mos
Previous Registrations
MML Investors Services, LLC
February 2019 - January 2021 · 1 yr 11 mos
MML Investors Services, LLCBroker
February 2016 - January 2021 · 4 yrs 11 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.