AA
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Aaron Anthony Anderson

11 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

116 Morlake Drive, Ste 102, Mooresville, NC, 28117

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Aaron operates DFS Advisors LLC as a DBA for his LPL business and also provides tax preparation/accounting services through the same entity. He teaches online courses at Hillsborough Community College and is an agent for Ash Brokerage selling non-variable insurance, dedicating minimal time to each activity.

Employment History
Current Registrations
LPL Financial LLC
March 2019 - Present · 6 yrs 11 mos
LPL Financial LLCBroker
March 2019 - Present · 6 yrs 11 mos
Previous Registrations
Kestra Advisory Services, LLC
April 2016 - March 2019 · 2 yrs 11 mos
NFP Advisor Services, LLC
September 2014 - September 2016 · 2 yrs
Kestra Investment Services, LLCBroker
August 2014 - March 2019 · 4 yrs 7 mos
State Registrations19 states
CACOCTFLGAKYMAMDMIMONCNJNYOHPASCTNTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.