Adam Giovanni D'acierno

Waterloo Capital

11 Years of Experience

May Earn CommissionSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementHigh Net Worth

Waterloo Capital

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

42 advisors

Number of Clients

2,088 clients

Average Client Portfolio

$808K average

Assets Under Management

$1.7B

Fee Structure

Minimum Investment:$1M

Financial Planning:Investment management only

Location

2801 Via Fortuna, Suite 250, Austin, TX, 78746

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business ActivitiesSells Insurance

Adam is a consultant for ADP Payroll Services since 2014 and an owner of real estate rental property since 2020. Adam is also insurance licensed.

Employment History

Current Registrations

Waterloo Capital

August 2021 - Present · 4 yrs 6 mos

Previous Registrations

Royal Alliance Associates, INC.

October 2017 - August 2021 · 3 yrs 10 mos

Royal Alliance Associates, INC.Broker

October 2017 - August 2021 · 3 yrs 10 mos

National Planning Corporation ("npc of America" in Fl & Ny)

August 2014 - October 2017 · 3 yrs 2 mos

National Planning CorporationBroker

June 2014 - October 2017 · 3 yrs 4 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.