AS
CFA
AS
CFA

Andrew Sprague

11 Years of Experience
Houston, TX
Broker

Andrew Sprague is a CFA-designated registered investment advisor at Emergent Capital Advisors, LLC, based in Houston, TX, with 11 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 1 clients with $92M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
IM Fee
Planning only
Assets Under Management
$92.1M

Fee Structure

Minimum Investment:$500K
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1218 Webster St., Houston, TX, 77002

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew works as a software developer for iland Cloud since April 2019. This is not investment related and takes nearly full-time hours.

Employment History
Current Registrations
Emergent Capital Advisors, LLC
July 2024 - Present · 1 yr 9 mos
Ridgeback Securities, LTD
September 2016 - Present · 9 yrs 7 mos
Ridgeback Securities, LTDBroker
September 2016 - Present · 9 yrs 7 mos
Previous Registrations
Black Point Capital Management
April 2014 - December 2018 · 4 yrs 8 mos
State Registrations11 states
COCTFLGAKYLAMAMDNYTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.