Ellis Pfahl is a CFP-designated registered investment advisor, based in Westborough, MA, with 6 years of industry experience.
Location
33 Lyman St, Suite 301, Westborough, MA, 01581
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ellis is an employee of McGrath Insurance Brokerage Inc. selling insurance, and also sells life, health, disability, fixed annuities, and long-term care insurance. He dedicates a few hours per week to these activities, and also works as an investment adviser for McGrath Advisors Inc. and The Patriot Financial Group LLC, spending about a quarter of his time on each.
Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
The Patriot Financial Group, LLC
Previous Registrations
Securities America, INC.Broker
Cambridge Investment Research, INC.Broker
State Registrations4 states
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