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Thuy Tran

11 Years of Experience
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
2 advisors
Number of Clients
15 clients
Average Client Portfolio
$713K average
Assets Under Management
$10.7M

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
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Location

Newport Beach, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Kyur, INC.
January 2017 - Present · 9 yrs 1 mo
Previous Registrations
Neuberger Berman LLC
August 2015 - December 2016 · 1 yr 4 mos
Neuberger Berman LLCBroker
May 2014 - December 2016 · 2 yrs 7 mos
Neuberger Berman Management LLCBroker
May 2014 - June 2016 · 2 yrs 1 mo
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
Thuy Tran - Financial Advisor | TrueAdvisor