Mark Basile
Mark Basile is a registered investment advisor at Legacy Investment Services, LLC, based in Rancho Cucamonga, CA, with 9 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 217 clients with $35M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Legacy Investment Services offers investment advice on variable annuities and life insurance products. The annual fee will not exceed 1.5% of the assets managed. Fees are billed quarterly.
LIS also refers clients to third-party money managers. Clients will be billed according to the third-party money manager’s fee schedule.
Location
8655 Haven Ave, Suite 200, Rancho Cucamonga, CA, 91730
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark works as an investment advisor representative for Legacy Investment Services, dedicating about 40% of his time. He also works as an insurance agent for Legacy Financial and Insurance Services and Basile & Associates, Inc., spending minimal time on each. Finally, Mark is an instructor at Pasadena City College, spending minimal time teaching.
Employment History
Current Registrations
Legacy Investment Services, LLC
Previous Registrations
Wingroup Financial, LLC
Searchlight Investments, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.