Adam Randall Kotz

10 Years of Experience

1 Disclosure

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth

Mariner Wealth

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

848 advisors

Number of Clients

44,528 clients

Average Client Portfolio

$2.2M average

Assets Under Management

$98.6B

Fee Structure

Minimum Investment:$100K

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $1.0M	1.25%
$1.0M - $5.0M	1.00%
$5.0M - $10.0M	0.80%
$10M+	0.60%

Quarterly minimum fee of $1,875. All fee arrangements are subject to negotiation.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Minimum Annual Fee:$7,500

Location

1500 Broadway, 28th Floor, New York, NY, 10036

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History

Regulatory History (1)

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Customer Dispute

January 2024

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Adam is a board member for the Americans Soccer Club, overseeing uniforms and helping grow the club. This requires minimal time and is outside of securities hours.

Employment History

Current Registrations

Mariner Wealth

July 2017 - Present · 8 yrs 7 mos

Previous Registrations

Mariner Wealth Advisors

July 2015 - March 2018 · 2 yrs 8 mos

State Registrations2 states

NJNY

Advisor

Exams

No exam information available for this advisor.