AS
CFP
AS
CFP

Adam Smotherman

7 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
858 advisors
Number of Clients
43,031 clients
Average Client Portfolio
$212K average
Assets Under Management
$9.1B

Fee Structure

Minimum Investment:$10K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.50%
$250K - $500K1.35%
$500K - $750K1.25%
$750K - $1.0M1.10%
$1.0M - $2.0M1.00%
$2M+0.80%

Fees are negotiable and can be lower than the standard fee schedule.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1044 Glenbrook Way, Hendersonville, TN, 37075

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Fifth Third Securities, INC.Broker
October 2023 - Present · 2 yrs 4 mos
Fifth Third Securities, INC.
October 2023 - Present · 2 yrs 4 mos
Previous Registrations
Cetera Investment Advisers LLC
February 2022 - September 2023 · 1 yr 7 mos
Cetera Investment Services LLCBroker
February 2022 - September 2023 · 1 yr 7 mos
Fifth Third Securities, INC.Broker
April 2021 - February 2022 · 10 mos
Fifth Third Securities, INC.
April 2021 - February 2022 · 10 mos
Truist Advisory Services, INC.
October 2018 - April 2021 · 2 yrs 6 mos
Truist Investment Services, INC.Broker
June 2018 - April 2021 · 2 yrs 10 mos
UBS Financial Services INC.Broker
February 2018 - June 2018 · 4 mos
State Registrations15 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.