AM
CFP
AM
CFP

Amy L. Mohan

11 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
539 advisors
Number of Clients
25,632 clients
Average Client Portfolio
$449K average
Assets Under Management
$11.5B

Fee Structure

Minimum Investment:$5K
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Location

101 Longwater Circle Ste 203, Norwell, MA, 02061

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Amy is an employee at Daniel J. Galli & Associates, providing financial planning services. This activity, which is investment-related, takes nearly full-time hours.

Employment History
Current Registrations
Ameritas Advisory Services, LLC
October 2024 - Present · 1 yr 4 mos
Ameritas Investment Company, LLCBroker
October 2024 - Present · 1 yr 4 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
July 2019 - July 2024 · 5 yrs
UBS Financial Services INC.Broker
April 2014 - June 2019 · 5 yrs 2 mos
State Registrations1 state
MA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Amy L. Mohan - Financial Advisor | TrueAdvisor