Stephanie Cesar is a registered investment advisor, based in Miami, FL, with 11 years of industry experience.
Location
1450 Brickell Ave, Suite 2610, Miami, FL, 33131
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sanctuary Securities, INC.Broker
June 2024 - Present · 1 yr 10 mos
Azimut Investment Advisors LLC
April 2024 - Present · 2 yrs
Previous Registrations
Citigroup Global Markets INC.
November 2019 - January 2024 · 4 yrs 2 mos
Citigroup Global Markets INC.Broker
November 2019 - January 2024 · 4 yrs 2 mos
UBS Financial Services INC.
January 2016 - November 2019 · 3 yrs 10 mos
UBS Financial Services INC.Broker
November 2015 - November 2019 · 4 yrs
Aegis Capital CORP.Broker
September 2015 - October 2015 · 1 mo
Efg Capital Advisors INC.
June 2015 - June 2015 · 0 mos
Efg Capital InternationalBroker
March 2014 - June 2015 · 1 yr 3 mos
State Registrations3 states
CAFLNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.