Ethan Bates is a registered investment advisor at Swan Global Investments, LLC, based in Durango, CO, with 12 years of industry experience. Ethan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,969 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Fees are negotiable and range from 0.50% to 1.25%.
Fee Estimator
Location
1099 Main Ave.- Suite 206, Durango, CO, 81301
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Swan Global Investments, LLC
State Registrations1 state
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