AF
AF

Alan Lawrence John Fernandes

6 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
238 advisors
Number of Clients
14,112 clients
Average Client Portfolio
$397K average
Assets Under Management
$5.6B

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
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Location

830 Post Road East, Suite #102, Westport, CT, 06880

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alan works under Harbor West in a non-investment related business, dedicating full-time hours in a part-time assistant role. He is also a notary public and an independent representative selling fixed insurance.

Employment History
Current Registrations
Geneos Wealth Management, INC.
January 2025 - Present · 1 yr 1 mo
Geneos Wealth Management, INC.Broker
October 2024 - Present · 1 yr 4 mos
Previous Registrations
People's Securities, INC.Broker
November 2013 - January 2019 · 5 yrs 2 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alan Lawrence John Fernandes - Financial Advisor | TrueAdvisor