Kristen D Ellis

PNC Capital Advisors LLC

11 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

PNC Capital Advisors LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

17 advisors

Number of Clients

223 clients

Average Client Portfolio

$190.8M average

Assets Under Management

$42.6B

Location

4720 Piedmont Row Drive Suite 200, Charlotte, NC, 28210

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

PNC Capital Advisors LLC

March 2021 - Present · 4 yrs 11 mos

PNC Capital Markets LLCBroker

February 2021 - Present · 5 yrs

Previous Registrations

Newport Group Securities, INC.Broker

June 2019 - November 2020 · 1 yr 5 mos

PNC Capital Advisors LLC

May 2014 - May 2019 · 5 yrs

PNC Funds Distributor, LLCBroker

January 2014 - May 2019 · 5 yrs 4 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.