Ivan Lau is a registered investment advisor at Masterworks Advisers, LLC, based in New York, NY, with 8 years of industry experience. Ivan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, High Net Worth, Investment Management. Their firm serves 625 clients with $2M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
625 clients
Average Client Portfolio
$3K average
Assets Under Management
$2.0M

Fee Structure

Investment management only (planning not offered)

Masterworks Advisers offers several ways to invest in art, each with different fees:

  • Ongoing Advisory Services: 0.10% per year of the value of your art investments. This fee is charged monthly and paid when you sell an artwork.
  • Art Investment Plans (Discretionary): A monthly fee based on your expected total investment amount:
    • Less than $500: $1/month ($12/year)
    • $501 - $2,500: $2/month ($24/year)
    • $2,500+: $4/month ($48/year)
  • Strategy Opportunities (Pilot Program): No advisory fee is currently charged for this service.

Masterworks also earns compensation from the art investments themselves, which reduces your overall returns.

Loading...

Location

1 World Trade, 57th Floor, New York, NY, 10007

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Ivan is an employee of Masterworks, LLC, an alternative investment platform, since September 2023. He works as a Masterworks Platform Associate, performing defined administrative functions for a few hours per week.

Employment History
Current Registrations
Masterworks Advisers, LLC
June 2023 - Present · 2 yrs 10 mos
Previous Registrations
Arete Wealth Advisors, LLC
March 2022 - June 2023 · 1 yr 3 mos
Arete Wealth Management, LLCBroker
October 2021 - December 2022 · 1 yr 2 mos
J.P. Morgan Securities LLCBroker
January 2018 - August 2021 · 3 yrs 7 mos
State Registrations2 states
NYTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.