Kelly James Collins

Yale Capital CORP.

10 Years of Experience

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingHigh Net Worth

Yale Capital CORP.

Compensation

Fee-Only (AUM)

Firm Size

5 advisors

Number of Clients

112 clients

Average Client Portfolio

$36.1M average

Assets Under Management

$4.0B

Fee Structure

Minimum Investment:$10M

Location

6475 1st Ave South, St. Petersburg, FL, 33707

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Yale Capital CORP.

April 2023 - Present · 2 yrs 10 mos

Previous Registrations

Transamerica Financial Advisors, INC.

August 2019 - April 2023 · 3 yrs 8 mos

Transamerica Financial Advisors, INCBroker

August 2019 - April 2023 · 3 yrs 8 mos

Transamerica Retirement Advisors, LLC

February 2018 - August 2019 · 1 yr 6 mos

Transamerica Investors Securities CorporationBroker

December 2017 - August 2019 · 1 yr 8 mos

Allstate Financial Services, LLCBroker

April 2017 - August 2017 · 4 mos

Key Investment Services LLCBroker

September 2016 - March 2017 · 6 mos

LPL Financial LLCBroker

June 2015 - September 2016 · 1 yr 3 mos

First Investors CorporationBroker

October 2013 - November 2013 · 1 mo

State Registrations4 states

CAFLPRTX

Advisor

Exams

No exam information available for this advisor.