Benjamin Williams is a registered investment advisor at Invicta Financial Group, based in Yuma, AZ, with 12 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 512 clients with $320M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Invicta Financial Group does not directly manage investment portfolios. Instead, they recommend third-party investment advisors to clients, such as Howard Capital Management, American Trust, 401GO, and Sonnet, LLC. These advisors charge up to 2.20% or 1.90% annually, depending on the advisor. Invicta Financial Group typically shares these fees with the third-party advisors. The specific fee and termination policies depend on the third-party advisor selected.
Location
2615 East 24th Street, Suite 2, Yuma, AZ, 85365
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Benjamin is a licensed insurance agent selling health and life insurance since 2014, dedicating a few hours per week to this activity. He also serves in various roles including treasurer and director of BDT & Associates, Inc., successor trustee of multiple trusts, and manager/owner of White Sheep Financial Services, LLC, each requiring minimal time commitment.
Employment History
Current Registrations
Invicta Financial Group
Previous Registrations
Cambridge Investment Research Advisors, INC.
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.