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Seth Knight

12 Years of Experience
Broker

Seth Knight is a registered investment advisor, based in Charlotte, NC, with 12 years of industry experience.

Location

1001 Morehead Square Drive, Suite 600, Charlotte, NC, 28203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Victory Capital Services, INC.Broker
June 2023 - Present · 2 yrs 10 mos
Westend Advisors, LLC
March 2022 - Present · 4 yrs 1 mo
Previous Registrations
Westend Advisors, LLC
July 2016 - February 2022 · 5 yrs 7 mos
Raymond James & Associates, INC.
February 2014 - July 2016 · 2 yrs 5 mos
Raymond James & Associates, INC.Broker
November 2013 - July 2016 · 2 yrs 8 mos
State Registrations52 states
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Exams
No exam information available for this advisor.
Seth Knight - Financial Advisor | TrueAdvisor