TrueAdvisor
TrueAdvisor
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Thaddeus D Heggeness

Scharf Investments, LLC
6 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningFinancial Planning & Coaching
Scharf Investments, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
1,523 clients
Average Client Portfolio
$2.8M average
Assets Under Management
$4.2B

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee

Location

16450 Los Gatos Boulevard, Suite 207, Los Gatos, CA, 95032

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Scharf Investments, LLC
February 2024 - Present · 2 yrs
Previous Registrations
RBC Capital Markets, LLC
April 2015 - March 2018 · 2 yrs 11 mos
RBC Capital Markets, LLCBroker
April 2015 - March 2018 · 2 yrs 11 mos
Securian Financial Services, INC.Broker
December 2014 - April 2015 · 4 mos
Securian Financial Services, INC.
December 2014 - April 2015 · 4 mos
Morgan Stanley
October 2013 - October 2014 · 1 yr
Morgan StanleyBroker
October 2013 - October 2014 · 1 yr
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.