TrueAdvisor
TrueAdvisor
AF
AF

Alexander Wyndham Foord

New York Life Investment Management LLC
11 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
New York Life Investment Management LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
82 advisors
Number of Clients
1,042 clients
Average Client Portfolio
$108.6M average
Assets Under Management
$113.2B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only

Location

Stamford, CT

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nylife Distributors LLC
October 2024 - Present · 1 yr 4 mos
New York Life Investment Management LLC
October 2024 - Present · 1 yr 4 mos
Nylife Distributors LLCBroker
October 2024 - Present · 1 yr 4 mos
Previous Registrations
Morgan Stanley
April 2019 - September 2024 · 5 yrs 5 mos
Morgan StanleyBroker
May 2017 - September 2024 · 7 yrs 4 mos
Provasi Capital Partners LPBroker
May 2014 - July 2016 · 2 yrs 2 mos
Fidelity Brokerage Services LLCBroker
September 2013 - May 2014 · 8 mos
State Registrations3 states
CTNJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.