Alexander Foord is a registered investment advisor, based in Stamford, CT, with 11 years of industry experience.
Location
Stamford, CT
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nylife Distributors LLC
October 2024 - Present · 1 yr 6 mos
New York Life Investment Management LLC
October 2024 - Present · 1 yr 6 mos
Nylife Distributors LLCBroker
October 2024 - Present · 1 yr 6 mos
Previous Registrations
Morgan Stanley
April 2019 - September 2024 · 5 yrs 5 mos
Morgan StanleyBroker
May 2017 - September 2024 · 7 yrs 4 mos
Provasi Capital Partners LPBroker
May 2014 - July 2016 · 2 yrs 2 mos
Fidelity Brokerage Services LLCBroker
September 2013 - May 2014 · 8 mos
State Registrations3 states
CTNJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.