Ward Brooks
Ward Brooks is a registered investment advisor at Quility Financial Advisors, based in Rockledge, FL, with 10 years of industry experience. Ward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 329 clients with $71M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Quility Financial Advisors charges an annual management fee based on a percentage of the value of your investments. The fee will be no more than 1.95%. You will also be charged an asset-based fee that covers trading costs of 0.10%. The management fee includes the sub-adviser’s management fee, but it does not include brokerage commissions, transaction fees, or other related costs and expenses that are incurred by you. The management fee is negotiable.
Location
1950 Rockledge Blvd, Unit 201, Rockledge, FL, 32955
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ward is involved with Symmetry Financial Group since 2019, spending full-time hours per week on insurance sales. He is also employed by Breeze Coach Leasing, but is not currently active in that role.
Employment History
Current Registrations
Quility Financial Advisors
Previous Registrations
Solomon Api, LP
Bankers Life Securities, INC.Broker
Bankers Life Advisory Services, INC.
Edward Jones
Edward JonesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.