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Angela Hou

12 Years of Experience
Broker

Angela Hou is a registered investment advisor at Nuveen Asset Management, LLC, based in Chicago, IL, with 12 years of industry experience. Angela operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 71,370 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
263 advisors
Number of Clients
71,370 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$259.9B

Fee Structure

Investment management only (planning not offered)

Nuveen Asset Management (NAM) manages investments for institutional clients and individuals through managed account programs. Fees are based on a percentage of the assets managed. The specific fees vary depending on the type of client, the asset class, and the size of the account. Fees and minimum account sizes are negotiable. Some existing clients may pay different fees than new clients. NAM may invest client assets in affiliated funds, and may waive investment advisory fees on the assets invested in such affiliated funds.

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Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nuveen Asset Management, LLC
July 2023 - Present · 2 yrs 9 mos
Nuveen Securities, LLCBroker
July 2023 - Present · 2 yrs 9 mos
Previous Registrations
Neuberger Berman Bd LLCBroker
April 2015 - July 2023 · 8 yrs 3 mos
Neuberger Berman Bd LLC
April 2015 - July 2023 · 8 yrs 3 mos
Lord, Abbett & CO. LLC
November 2013 - April 2015 · 1 yr 5 mos
Lord Abbett Distributor LLCBroker
August 2013 - April 2015 · 1 yr 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Angela Hou - Financial Advisor | TrueAdvisor