Daniel Westergaard is a registered investment advisor at O'connor Financial Group LLC, based in Quincy, IL, with 10 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 355 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.75% |
| $1.0M - $2.0M | 1.30% |
| $2.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.65% |
| $5M+ | 0.60% |
The investment advisory fee schedule is a ‘tiered’ or ‘blended’ fee schedule, which means that different annual fee percentages will apply to different ranges of client assets under Adviser’s management. The fee portfolio management fee schedule above is a ‘cliff’ fee schedule, which means that all client assets under Adviser’s management are charged the same corresponding annual fee percentage based on the total client assets designated to be under Adviser’s advisement.
Fee Estimator
Location
511 Maine Street, Quincy, IL, 62301
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
O'connor Financial Group LLC
Previous Registrations
First Trust Advisors LP
First Trust Portfolios L.P.Broker
J.P. Morgan Institutional Investments INC.Broker
J.P. Morgan Securities LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.