Alexis Rodriguez is a CFA, CFP-designated registered investment advisor, based in Fort Lauderdale, FL, with 10 years of industry experience.
Location
3201 West Commerical Blvd., Suite 235, Fort Lauderdale, FL, 33309
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Independent Financial Partners
August 2025 - Present · 8 mos
Ifp Securities, LLC
August 2025 - Present · 8 mos
Ifp Securities, LLCBroker
August 2025 - Present · 8 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
September 2023 - May 2025 · 1 yr 8 mos
Northwestern Mutual Investment Services, LLCBroker
September 2023 - May 2025 · 1 yr 8 mos
Fidelity Personal and Workplace Advisors
June 2021 - May 2023 · 1 yr 11 mos
Fidelity Brokerage Services LLCBroker
March 2021 - May 2023 · 2 yrs 2 mos
Planmember Securities Corporation
December 2018 - February 2021 · 2 yrs 2 mos
Planmember Securities CorporationBroker
December 2018 - February 2021 · 2 yrs 2 mos
Lord, Abbett & CO. LLC
December 2015 - September 2017 · 1 yr 9 mos
Lord Abbett Distributor LLCBroker
December 2015 - September 2017 · 1 yr 9 mos
AXA Advisors, LLC
July 2015 - December 2015 · 5 mos
AXA Advisors, LLCBroker
August 2013 - December 2015 · 2 yrs 4 mos
State Registrations2 states
CTFL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.