Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
222 clients
Average Client Portfolio
$1.0B average
Assets Under Management
$228.7B

Fee Structure

Minimum Investment:$100M
Financial Planning:Investment management only
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Location

100 First Stamford Place, Suite 610, Stamford, CT, 06902

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Guggenheim Partners Investment Management, LLC
November 2023 - Present · 2 yrs 3 mos
Guggenheim Investor Services, LLCBroker
November 2023 - Present · 2 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.
December 2020 - October 2023 · 2 yrs 10 mos
Citi Private Advisory, LLCBroker
June 2020 - July 2022 · 2 yrs 1 mo
Citigroup Global Markets INC.Broker
July 2015 - October 2023 · 8 yrs 3 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.