MB
MB

Matthew Michael Brocker

11 Years of Experience
Broker
Areas of Practice
Investment ManagementSocially Responsible InvestingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
445 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$475.0M

Fee Structure

Minimum Investment:$150K
Financial Planning:Investment management only
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Location

683 Bielenberg Drive, Suite 101, Woodbury, MN, 55125

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Matthew is a financial advisor at Legacy Wealth Asset Management, dedicating full-time hours to wealth management and financial planning. He is also the CEO/Owner of Wisdom Wellspring LLC, spending about 10-20% of his time there, and a board member at Five Oaks Community Church, spending a few hours per week.

Employment History
Current Registrations
Legacy Wealth
February 2020 - Present · 6 yrs
M Holdings Securities, INC.Broker
August 2014 - Present · 11 yrs 6 mos
Previous Registrations
M Holdings Securities, INC.
November 2014 - September 2020 · 5 yrs 10 mos
State Registrations16 states
AZCACOIAILMIMNMONVNYOHSDTXVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.