Brendan Bostock

New York Life Investment Management LLC

12 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

New York Life Investment Management LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

82 advisors

Number of Clients

1,042 clients

Average Client Portfolio

$108.6M average

Assets Under Management

$113.2B

Fee Structure

Minimum Investment:$100K

Financial Planning:Investment management only

Location

Riverfront Plaza West 901 East Byrd Street, Suite 1400, Richmond, VA, 23219

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

New York Life Investment Management LLC

August 2025 - Present · 6 mos

Nylife Distributors LLCBroker

April 2019 - Present · 6 yrs 10 mos

Nylife Distributors LLC

April 2019 - Present · 6 yrs 10 mos

Previous Registrations

Apogem Capital LLC

June 2020 - September 2025 · 5 yrs 3 mos

Private Advisors LLC

April 2019 - June 2020 · 1 yr 2 mos

Aspen Partners, LTD.

November 2016 - December 2018 · 2 yrs 1 mo

Frontier Solutions, LLCBroker

November 2016 - March 2019 · 2 yrs 4 mos

Alliancebernstein L.P.

December 2014 - October 2016 · 1 yr 10 mos

Alliancebernstein Investments, INC.Broker

December 2014 - October 2016 · 1 yr 10 mos

Laidlaw & Company (UK) LTD.Broker

July 2013 - October 2014 · 1 yr 3 mos

State Registrations51 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.