Andres Esteban Guzman

CFP

Portside Wealth Group, LLC

11 Years of Experience

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & Coaching

Portside Wealth Group, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

49 advisors

Number of Clients

5,384 clients

Average Client Portfolio

$209K average

Assets Under Management

$1.1B

Fee Structure

Location

2549 Eastbluff Dr #219, Newport Beach, CA, 92660

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Andres is a member of Legacy Wealth Investment Counsel, LLC, which is a DBA of Portside Wealth RIA activities.

Employment History

Current Registrations

Portside Wealth Group, LLC

July 2024 - Present · 1 yr 7 mos

Previous Registrations

Baker Tilly Wealth Management, LLC

February 2023 - April 2024 · 1 yr 2 mos

Baker Tilly Capital, LLCBroker

February 2023 - April 2024 · 1 yr 2 mos

Northwestern Mutual Investment Services, LLCBroker

June 2022 - September 2022 · 3 mos

Northwestern Mutual Investment Services,llc

June 2022 - September 2022 · 3 mos

Charles Schwab & CO., INC.

October 2014 - May 2022 · 7 yrs 7 mos

Charles Schwab & CO., INC.Broker

October 2014 - May 2022 · 7 yrs 7 mos

Morgan Stanley

August 2013 - June 2014 · 10 mos

Morgan StanleyBroker

July 2013 - June 2014 · 11 mos

State Registrations2 states

CATX

Advisor

Exams

No exam information available for this advisor.