TrueAdvisor
TrueAdvisor
AK
CFP
AK
CFP

Andrew David Kessler

Rfg Advisory, LLC
12 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningEducation PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Rfg Advisory, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
150 advisors
Number of Clients
12,756 clients
Average Client Portfolio
$387K average
Assets Under Management
$4.9B

Fee Structure

Location

1400 Urban Center Drive, Suite 475, Vestavia Hills, AL, 35242-2245

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Rfg Advisory, LLC
March 2023 - Present · 2 yrs 11 mos
Previous Registrations
Aw Securities
November 2015 - March 2023 · 7 yrs 4 mos
Allworth Financial, L.P.
November 2015 - March 2023 · 7 yrs 4 mos
Aw SecuritiesBroker
November 2015 - March 2023 · 7 yrs 4 mos
Founders Financial Securities, LLC
March 2014 - October 2015 · 1 yr 7 mos
Founders Financial Securities LLCBroker
September 2013 - October 2015 · 2 yrs 1 mo
State Registrations3 states
CASCTX
Advisor
Exams
No exam information available for this advisor.