DM
DM

Daniel Louis Miceli

10 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
9 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
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Location

100 Passaic Avenue, Fairfield, NJ, 07004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Financial Northeastern Securities, INC.
November 2015 - Present · 10 yrs 3 mos
Financial Northeastern Securities, INC.Broker
October 2015 - Present · 10 yrs 4 mos
Previous Registrations
Quasar Trading, LLCBroker
November 2014 - June 2015 · 7 mos
State Registrations36 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Daniel Louis Miceli - Financial Advisor | TrueAdvisor